March 25, 1998
Mr. Jay M. Gubernick
240 Skyline Drive
Highland Mills, NY 10930
The staff of the Committee on Open Government is authorized to issue
advisory opinions. The ensuing staff advisory opinion is based solely upon the
information presented in your correspondence.
Dear Mr. Gubernick:
I have received your letter of March 10, as well as the materials
attached to it. You have sought clarification concerning the status under the
Open Meetings Law of a "regular town board meeting, special meeting, work
session, special work session, etc." You also raised issues concerning notice
of the subject matter to be considered at meetings and requirements relating
to following agendas.
From my perspective, the differences in characterization of the
gatherings to which you referred are largely semantic in nature, for each is a"meeting" equally subject to the Open Meetings Law. In this regard, I offer
the following comments.
First, there are two statutes that relate to notice of special meetings
held by town boards. The phrase "special meeting" is found in §62(2) of the
Town Law. That provision, from my perspective, deals with unscheduled
meetings, rather than meetings that are regularly scheduled, and states in
relevant part that:
"The supervisor of any town may, and upon
written request of two members of the board
shall within ten days, call a special meeting of
the town board by giving at least two days
notice in writing to the members of the board
of the time when and place where the meeting
is to be held."
The provision quoted above pertains to notice given to members of a town
board, and the requirements imposed by §62 are separate from those
contained in the Open Meetings Law.
Section 104 of the Open Meetings Law provides that:
"1. Public notice of the time and place of a
meeting scheduled at least one week prior
thereto shall be given to the news media and
shall be conspicuously posted in one or more
designated public locations at least seventy-two hours before each meeting.
2. Public notice of the time and place of
every other meeting shall be given, to the
extent practicable, to the news media and shall
be conspicuously post in one or more
designated public locations at a reasonable
time prior thereto.
3. The public notice provided for by this
section shall not be construed to require
publication as a legal notice." Both statutes require that notice of the time and place of a meeting be
given; neither contains a requirement that notice include an agenda or
reference to the subject matter of a meeting.
Second, there is nothing in the Open Meetings Law or any other law
of which I am aware that deals specifically with agendas. While many public
bodies prepare agendas, the Open Meetings Law does not require that they
do so. Similarly, the Open Meetings Law does not require that a prepared
agenda be followed. However, a public body on its own initiative may adopt
rules or procedures concerning the preparation and use of agendas.
Third, based on the judicial interpretation of the Open Meetings Law,
there is no legal distinction between a "work session" and a meeting. By way
of background, it is noted that the definition of "meeting" has been broadly
interpreted by the courts. In a landmark decision rendered in 1978, the Court
of Appeals, the state's highest court, found that any gathering of a quorum of
a public body for the purpose of conducting public business is a "meeting" that
must be convened open to the public, whether or not there is an intent to take
action and regardless of the manner in which a gathering may be characterized
[see Orange County Publications v. Council of the City of Newburgh, 60 AD
2d 409, aff'd 45 NY 2d 947 (1978)].
I point out that the decision rendered by the Court of Appeals was
precipitated by contentions made by public bodies that so-called "work
sessions" and similar gatherings held for the purpose of discussion, but
without an intent to take action, fell outside the scope of the Open Meetings
Law. In discussing the issue, the Appellate Division, whose determination
was unanimously affirmed by the Court of Appeals, stated that:
"We believe that the Legislature intended to
include more than the mere formal act of
voting or the formal execution of an official
document. Every step of the decision-making
process, including the decision itself, is a
necessary preliminary to formal action.
Formal acts have always been matters of
public record and the public has always been
made aware of how its officials have voted on
an issue. There would be no need for this law
if this was all the Legislature intended.
Obviously, every thought, as well as every
affirmative act of a public official as it relates
to and is within the scope of one's official
duties is a matter of public concern. It is the
entire decision-making process that the
Legislature intended to affect by the enactment
of this statute" (60 AD 2d 409, 415).
The court also dealt with the characterization of meetings as"informal," stating that:
"The word 'formal' is defined merely as
'following or according with established form,
custom, or rule' (Webster's Third New Int.
Dictionary). We believe that it was inserted to
safeguard the rights of members of a public
body to engage in ordinary social transactions,
but not to permit the use of this safeguard as a
vehicle by which it precludes the application of
the law to gatherings which have as their true
purpose the discussion of the business of a
public body" (id.).
Based upon the direction given by the courts, if a majority of a public
body gathers to discuss public business, any such gathering, in my opinion,
would constitute a "meeting" subject to the Open Meetings Law that must be
preceded by notice given in accordance with §104 of the Law. Further, unless
the Town Board has adopted a rule to the contrary, nothing would preclude
the Board from taking action at a work session. Similarly, the Board is
subject to the same requirements pertaining to notice, openness, and the
ability to enter into an executive session relative to a work session as a regular
meeting.
I hope that the foregoing serves to clarify your understanding of the
matter and that I have been of assistance.
Sincerely,
Robert J. Freeman
Executive Director
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cc: Town Board